Stephen N. Mathieu
Professional summary
Stephen Norman Mathieu, who also goes by Stephen N Mathieu, Steve Norman Mathieu, Steve Mathieu, is a registered financial advisor currently at LEGACY FINANCIAL SOLUTIONS, INC. located in Manchester, New Hampshire.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Stephen has worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Norman Mathieu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2004 - Present
LEGACY FINANCIAL SOLUTIONS, INC.
Office #1: 1361 Elm Street, Suite 100, Manchester, NH 03101July 17, 2007 - December 31, 2007
INVESTORS CAPITAL CORP.
July 13, 2007 - December 31, 2007
INVESTORS CAPITAL CORP.
August 28, 2003 - July 16, 2007
LEGACY ADVISORY SERVICES, INC.
April 2, 1998 - December 31, 2003
LEGACY FINANCIAL SOLUTIONS, INC.
September 22, 1997 - July 16, 2007
LEGACY FINANCIAL SERVICES, INC.
July 5, 1995 - September 20, 1997
INVESTORS CAPITAL CORP.
February 8, 1991 - July 5, 1995
MAIN STREET MANAGEMENT COMPANY
March 6, 1990 - January 18, 1991
COMMONWEALTH FINANCIAL NETWORK
August 22, 1986 - March 8, 1990
EQUITY SERVICES, INC.
April 15, 1985 - June 25, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 15, 1985 - June 27, 1986
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2004)
Exams
Current Firm
LEGACY FINANCIAL SOLUTIONS, INC.
CRD#: 114932 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 241 |
| AUM (Assets Under Management) | $ 26,900,000 |
Red Flags
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