Steven K. Hays
Professional summary
Steven Keith Hays is a registered financial advisor currently at TIAS PLANNERS located in Annapolis, Maryland.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Keith Hays's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2025 - Present
TIAS PLANNERS
June 13, 2018 - December 31, 2024
TIAS PLANNERS
January 13, 1999 - September 20, 2021
OSAIC WEALTH, INC.
May 1, 1996 - December 9, 1998
OSAIC WEALTH, INC.
October 19, 1988 - May 2, 1996
EQUITABLE ADVISORS, LLC
March 28, 1985 - May 2, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2025)
Exams
Current Firm
TIAS PLANNERS
CRD#: 122348 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 10,170,000 |
Red Flags
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