James D. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Donald Conroy, who also goes by Jim Conroy, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2012 - December 31, 2023
CONROY INVESTMENT SERVICES
March 23, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 23, 1985 - October 22, 1998
IDS LIFE INSURANCE COMPANY
March 23, 1985 - October 22, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONROY INVESTMENT SERVICES
CRD#: 118020 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 7,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
