TM
Therese J. Milad
FINANCIAL NETWORK WEALTH ADVISORS LLC
Murray, UT 84107
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CRD#: 1349602
TM
Professional summary
Therese Jane Milad, CFP®, who also goes by Therese J Neumann, Therese Neumann, is a registered financial advisor currently at FINANCIAL NETWORK WEALTH ADVISORS LLC located in Murray, Utah and CETERA WEALTH SERVICES, LLC located in Murray, Utah.
Therese is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Therese has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Therese J Neumann | Therese Neumann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE, LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; ( 2) MEMBER OF THE ROTARY CLUB OF SUGARHOUSE, UT; (3) NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCATION (FPA) PRO BONO COMITTEE INVESTMENT RELATED: NO ADDRESS: 118 W WINCHESTER #1 MURRAY, UT 84107 NATURE OF BUSINESS: FINANCIAL EDUCATION START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: MEMBER OF PRO BONO COMMITTEE BRIEF DESCRIPTION OF DUTIES: TEACH COMMUNITY GROUPS IN ASPECTS OF FINANCIAL PLANNING (4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 118 W WINCHESTER #1 MURRAY, UT 84107 NATURE OF BUSINESS: OFFICE RENTAL START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: MAINTAIN/UPKEEP OF OFFICE SPACE (5) NAME OF OTHER BUSINESS: FAM3, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY USED FOR TAX AND BUSINESS EXPENSE PURPOSES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING; (6) NAME OF OTHER BUSINESS: FPA OF UTAH INVESTMENT RELATED: NO ADDRESS: 9644 SHETTLESTON CIRCLE, SOUTH JORDAN, UT 84095 NATURE OF BUSINESS: FINANCIAL EDUCATION START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: PRO BONO DIRECTOR LESS THAN ONE HOUR PER WEEK, NONE DURING TRADING HOURS. BRIEF DESCRIPTION OF DUTIES: ORGANIZE CLASSES FOR THE FPA (7) NAME OF OTHER BUSINESS: WINCHESTER OFFICE PARK CONDOMINIUMS ; INVESTMENT RELATED: NO ADDRESS: 118 W. WINCHESTER ST #101. MURRAY UT 84107 ; NATURE OF BUSINESS: NON-PROFIT PROPERTY ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY MANAGING COMPANY, COLLECT DUES, HOLD BOARD MEETINGS. SIGNER ON BANK ACCOUNT ; (8) NAME OF OTHER BUSINESS: PLAN 4 WEALTH LLC DBA P4 WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL CONSULTANT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; (9) NAME OF OTHER BUSINESS: PLANNING PATHWAYS LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: PASS THROUGH ENTITY ; START DATE: 05/2012 ; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER / OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR PAYROLL & BUSINESS EXPENSES ; (10) NAME OF OTHER BUSINESS: FINANCIAL NETWORK WEALTH ADVISORS LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 05/2022, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; (11) NAME OF OTHER BUSINESS: F&T PROPERTIES. LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2023, POSITION/TITLE/RELATIONSHIP: MEMBER. MANAGER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MAINTAIN THE INTEGRITY OF THE BUILDING;
CRS (Client Relationship Summary) - RIA
Click below to view Therese Jane Milad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 9, 2022 - Present
FINANCIAL NETWORK WEALTH ADVISORS LLC
Office #1: 118 West Winchester Street Suite 101, Murray, UT 84107RIA
CRD#: 318842
Murray, UT
Current
September 30, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 118 W Winchester St Ste 101, Murray, UT 84107BD
CRD#: 13572
Murray, UT
Past
May 12, 2000 - May 3, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BOUNTIFUL, UT
Past
January 3, 1994 - October 1, 1999
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
October 30, 1989 - December 31, 1993
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
June 22, 1989 - October 31, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
BD
CRD#: 14338
NEW YORK, NY
Past
March 20, 1985 - June 26, 1989
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FN
FINANCIAL NETWORK WEALTH ADVISORS LLC
FINANCIAL NETWORK WEALTH ADVISORS LLC | PLAN 4 WEALTH LLC
CRD#: 318842 / SEC#: 801-123661
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/21/2003)
RR
California(9/30/1999)
RR
Colorado(8/28/2014)
RR
Florida(5/7/2013)
RR
Hawaii(2/20/2015)
RR
Massachusetts(4/26/2021)
RR
Michigan(7/12/2007)
RR
Minnesota(6/12/2019)
RR
Montana(1/2/2018)
RR
Nevada(4/3/2007)
RR
New Mexico(8/10/2021)
RR
North Carolina(1/2/2025)
RR
Utah(9/30/1999)
IAR
Utah(5/9/2022)
RR
Washington(9/8/2010)
RR
West Virginia(1/4/2024)
RR
Wisconsin(9/30/1999)
RR
Wyoming(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FN
FINANCIAL NETWORK WEALTH ADVISORS LLC
FINANCIAL NETWORK WEALTH ADVISORS LLC | PLAN 4 WEALTH LLC
CRD#: 318842 / SEC#: 801-123661
RIA
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Contact information
Main Address
118 W. Winchester Street Suite 101, Murray, UT 84107
Mailing Address
Phone number
(801) 748-0044
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 836 |
| AUM (Assets Under Management) | $ 425,236,540 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
