How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

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ADVISOR PROFILE

1. 3/13/2019 - Institutional Investment Consulting - DBA: (FP) Institutional Investment Consulting (IIC) - Investment Related - At Reported Business Location(s) - IAR - Started 02/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide financial planning and consulting services through IIC, an independent investment advisor firm. I started this business activity in 02/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 3/27/2019 - Institutional Investment Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/28/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 4/16/2019 - Kratero Consulting LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/22/2019 - 5 Hours Per Month/0 Hours During Securities Trading.

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Lewis Marlin Rowe

Experience: 39 years / 13 firms

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