RT
Robert L. Thompson
INTEGRATED FINANCIAL RESOURCES
TOLEDO, OH 43617
Some features on this profile are disabled
CRD#: 1349425
RT
Professional summary
Robert Lee Thompson is a registered financial advisor currently at INTEGRATED FINANCIAL RESOURCES, INC. located in Toledo, Ohio and CONCORDE ASSET MANAGEMENT, LLC located in Toledo, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INTEGRATED FINANCIAL RESOURCES, INC. 7261 W. CENTRAL AVE. TOLEDO, OH 43617. FULL TIME INVESTMENT ADVISOR. 2) LONG TERM CARE INSURANCE/LIFE INSURANCE RENEWALS. NON INVESTMENT RELATED. TOLEDO, OH. RECEIVE TRAILS/RENEWALS ON PREVIOUSLY SOLD POLICES. NO NEW SALES. 3) Concorde Insurance Agency; TOLEDO, OH. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 4) Life Insurance Sales through various insurance companies, including Jackson National and Nationwide Life, Toledo, OH. Sale of life insurance (non-variable) products. Investment related. 1-5 hours during market hours, 1-5 hours outside market hours. 5) Concorde Asset Management, 3909 Research Park Drive, Suite 200, Ann Arbor, MI 48108. Investment Related. Registered Rep- work with clients and third party managers. 1-5 hours during business hours. 1-5 hours outside of business hours. 6) Robert Thompson, Licensed Insurance Agent, Investment related, 7261 W Central Ave Toledo, OH 43617, 1099 Licensed Insurance Agent, selling insurance products , fixed annuities, fixed life insurance, long term care and disability, the business is processed through Alpine Brokerage Group and compensation is paid to me direclty from the various insurance companies or through Concorde Insurance Agency. Start Date 10/29/2014, 1-5 hours/month per non trading hours. 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lee Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2001 - Present
INTEGRATED FINANCIAL RESOURCES, INC.
Office #1: 7261 W. Central Avenue, Toledo, OH 43617RIA
CRD#: 110864
TOLEDO, OH
Current
February 6, 2012 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 7261 W. Central Ave., Toledo, OH 43617RIA
CRD#: 140367
TOLEDO, OH
Current
February 6, 2012 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 7261 W. Central Ave., Toledo, OH 43617BD
CRD#: 151604
Toledo, OH
Past
August 29, 2007 - February 7, 2012
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
August 6, 2007 - February 6, 2012
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
TOLEDO, OH
Past
February 7, 2005 - August 16, 2007
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
TOLEDO, OH
Past
December 3, 2001 - December 31, 2005
QUESTAR CAPITAL CORPORATION
RIA
CRD#: 43100
TOLEDO, OH
Past
December 7, 2000 - August 8, 2007
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
TOLEDO, OH
Past
October 27, 1989 - December 7, 2000
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 23, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
MINNEAPOLIS, MN
Past
August 23, 1985 - November 11, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/6/2012)
IAR
Colorado(3/6/2019)
RR
Michigan(2/6/2012)
IAR
Michigan(7/31/2017)
RR
North Carolina(2/17/2022)
IAR
Ohio(1/23/2001)
RR
Ohio(2/6/2012)
RR
Oklahoma(6/16/2016)
RR
Washington(2/6/2012)
IAR
Washington(2/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
