Robert L. Thompson

SIGNATURE EQUITY PARTNERS

Toledo, OH 43617

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CRD#: 1349425

Professional summary

Robert Lee Thompson is a registered financial advisor currently at SIGNATURE EQUITY PARTNERS, LLC located in Toledo, Ohio and OSAIC WEALTH, INC. located in Toledo, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONCORDE INS. AGENCY POSITION: agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2012 ADDRESS: 7261 W. Central Ave, Toledo OH 43617, United States DESCRIPTION: Insurance sales of LTC, fixed annuities and similar products 2. CONCORDE ASSET MGMT POSITION: rep NATURE: Service of BD Concorde INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2012 ADDRESS: 7261 W. Central Ave, Toledo OH 43617, United States DESCRIPTION: Offering service of managed assets through Concorde BD

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2026 - Present

SIGNATURE EQUITY PARTNERS, LLC

Office #1: 7761 West Central Avenue, Toledo, OH 43617

RIA

CRD#: 327455

Toledo, OH

Current

August 31, 2026 - Present

OSAIC WEALTH, INC.

Office #1: 7261 W Central Avenue Suite 2, Toledo, OH 43617

RIA

CRD#: 23131

TOLEDO, OH

Past

February 6, 2012 - August 31, 2026

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

TOLEDO, OH

Past

February 6, 2012 - August 31, 2026

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

TOLEDO, OH

Past

August 29, 2007 - February 7, 2012

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

August 6, 2007 - February 6, 2012

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

TOLEDO, OH

Past

February 7, 2005 - August 16, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

TOLEDO, OH

Past

December 3, 2001 - December 31, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

TOLEDO, OH

Past

January 23, 2001 - September 3, 2026

INTEGRATED FINANCIAL RESOURCES, INC.

RIA

CRD#: 110864

TOLEDO, OH

Past

December 7, 2000 - August 8, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

TOLEDO, OH

Past

October 27, 1989 - December 7, 2000

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

August 23, 1985 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

MINNEAPOLIS, MN

Past

August 23, 1985 - November 11, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNATURE EQUITY PARTNERS, LLC

CRD#: 327455 / SEC#: 801-128432

RIA

Registered Investment Advisory firm - (7/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/31/2026)

Massachusetts
(8/31/2026)

Michigan
(8/31/2026)

North Carolina
(9/2/2026)

Ohio
(9/1/2026)

IAR

Ohio
(9/1/2026)

Oklahoma
(8/31/2026)

Washington
(8/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SIGNATURE EQUITY PARTNERS, LLC

CRD#: 327455 / SEC#: 801-128432

RIA

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

445 Hutchinson Avenue Suite 800, Columbus, OH 43235

Mailing Address

Phone number

(614) 846-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNATURE EQUITY PARTNERS FORM ADV PART 2A (12/23/2025)

Regulatory assets under management

Total Number of Accounts	1,714
AUM (Assets Under Management)	$ 330,621,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert L. Thompson

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

INTEGRATED FINANCIAL RESOURCES, INC.

QUESTAR CAPITAL CORPORATION

FSC SECURITIES CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SIGNATURE EQUITY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/1997

Series 63

Date: 1/4/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Series 6

Date: 8/22/1985

FINRA

Current Firm

SIGNATURE EQUITY PARTNERS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIGNATURE EQUITY PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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