John B. Curry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Brian Curry was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 10 firms and has passed the Series 63, Series 7, Series 6, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2013 - April 14, 2014
VFINANCE INVESTMENTS, INC
January 25, 2010 - August 27, 2012
JVB FINANCIAL GROUP, LLC
January 13, 2006 - January 26, 2010
VFINANCE INVESTMENTS, INC
August 18, 1998 - May 3, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
December 9, 1997 - April 22, 1998
HORIZON CAPITAL, INC.
July 16, 1997 - December 6, 1997
ABBEY-ASHFORD SECURITIES, INC.
June 18, 1997 - July 21, 1997
BRAUER & ASSOCIATES, INC.
August 2, 1993 - August 6, 1997
LIT CLEARING SERVICES, INC.
April 10, 1990 - August 2, 1993
LIT AMERICA, INC.
June 22, 1989 - March 23, 1990
LIT SECURITIES, INC.
March 22, 1985 - May 31, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
