Leon S. Cahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Simon Cahn was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1985. Leon had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2011 - February 15, 2012
CASSANDRA TRADING GROUP, LLC
September 1, 1993 - January 1, 1994
LIT CLEARING SERVICES, INC.
June 24, 1985 - April 7, 1993
UBS FINANCIAL SERVICES INC.
March 19, 1985 - August 5, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CASSANDRA TRADING GROUP, LLC
CRD#: 117818 / SEC#: , 8-53607
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
