Gerald J. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Joseph Rogers, who also goes by Jerry Rogers, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 2005. Gerald had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2017 - December 31, 2024
ROGERS TAX ADVISORY GROUP LLC
September 14, 2015 - October 14, 2015
SGL FINANCIAL, LLC
October 12, 2005 - December 31, 2009
RETIREMENT SOLUTIONS
State Registrations and Notice Filings
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Current Firm
ROGERS TAX ADVISORY GROUP LLC
CRD#: 284926 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 4,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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