Gerald J. Rogers

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CRD#: 1349175

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Joseph Rogers, who also goes by Jerry Rogers, was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 2005. Gerald had worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerry Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. ROGERS IS THE OWNER OF A TAX ADVISORY BUSINESS AND IS A LICENSED AND APPOINTED INSURANCE AGENT. WHEN APPROPRIATE HE WILL OFFER PRODUCTS AND SERVICES FROM THESE OTHER BUSINESS ACTIVITIES TO ADVISORY CLIENTS. FULL DISCLOSURE OF ANY CONFLICTS IS CONTAINED IN HIS ADV 2B FILING. HE SPENDS APPROX. 60% OF HIS TIME ON THESE ACTIVITES.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2017 - December 31, 2024

ROGERS TAX ADVISORY GROUP LLC

RIA

CRD#: 284926

CHARLESTON, SC

Past

September 14, 2015 - October 14, 2015

SGL FINANCIAL, LLC

RIA

CRD#: 158023

N. CHARLESTON, SC

Past

October 12, 2005 - December 31, 2009

RETIREMENT SOLUTIONS

RIA

CRD#: 106906

NORTH CHARLESTON, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2015

Uniform Investment Adviser Law Examination

Current Firm

ROGERS TAX ADVISORY GROUP LLC

ROGERS TAX ADVISORY GROUP | ROGERS TAX ADVISORY GROUP LLC

CRD#: 284926 / SEC#:

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Contact information

Main Address

4000 Faber Place Drive Ste 300, Charleston, SC 29405

Mailing Address

Phone number

(843) 552-5444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 4,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.