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GR

Gerald J. Rogers

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CRD#: 1349175
GR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Joseph Rogers, who also goes by Jerry Rogers, was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 2005. Gerald had worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerry Rogers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. ROGERS IS THE OWNER OF A TAX ADVISORY BUSINESS AND IS A LICENSED AND APPOINTED INSURANCE AGENT. WHEN APPROPRIATE HE WILL OFFER PRODUCTS AND SERVICES FROM THESE OTHER BUSINESS ACTIVITIES TO ADVISORY CLIENTS. FULL DISCLOSURE OF ANY CONFLICTS IS CONTAINED IN HIS ADV 2B FILING. HE SPENDS APPROX. 60% OF HIS TIME ON THESE ACTIVITES.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 7, 2017 - December 31, 2024

ROGERS TAX ADVISORY GROUP LLC

RIA
CRD#: 284926
CHARLESTON, SC
Past

September 14, 2015 - October 14, 2015

SGL FINANCIAL, LLC

RIA
CRD#: 158023
N. CHARLESTON, SC
Past

October 12, 2005 - December 31, 2009

RETIREMENT SOLUTIONS

RIA
CRD#: 106906
NORTH CHARLESTON, SC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/11/2015
Uniform Investment Adviser Law Examination

Current Firm


RT
ROGERS TAX ADVISORY GROUP LLC
ROGERS TAX ADVISORY GROUP | ROGERS TAX ADVISORY GROUP LLC

CRD#: 284926 / SEC#:

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Contact information


Main Address
4000 Faber Place Drive Ste 300, Charleston, SC 29405
Mailing Address
Phone number
(843) 552-5444
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts23
AUM (Assets Under Management)$ 4,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROGERS TAX ADVISORY GROUP LLC

CRD#: 284926

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