JM
Jeffrey A. Mulhern
PACKERLAND BROKERAGE SERVICES
Wausau, WI 54401
Some features on this profile are disabled
CRD#: 1349152
JM
Professional summary
Jeffrey Allen Mulhern is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Wausau, Wisconsin.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - ESTERILOS ESTA - Not Investment Related - Costa Rica - Real Estate Rental - Co-Owner. 2. 02/14/2018 - J BROS LLC - Not Investment Related - Other - Partner - Property in Wisconsin. 3. 02/14/2018 - Duck Egg - Not Investment Related - Other - Owner Start Date 2009. 4. 02/14/2018 -packerland brokerage- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent, Sales of fixed and fixed indexed annuities. 5. 02/14/2018 - No Business Name - Not Investment Related - Real Estate Rental - Owner and Co-Owner of Various Rental Properties. 6. 02/14/2018 - VERDE II COMDOMINIUM UNIT- Not Investment Related - Other - Sole Owner. 7. 5/15/2018 - Advisor's Capital - Investment Related - At Reported Business Location(s) - DBA for packerland Brokerage Business (entity for Packerland business) - Started 03/24/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 8. 08/14/2019 - Lugar Bonita - Not investment related - Costa Rica - Real Estate Rental - start date:10/01/2011 - 10 hrs/mo - 0 hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allen Mulhern's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Allen Mulhern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2020 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 227501 Rib Mountain Dr, Wausau, WI 54401RIA
BD
CRD#: 37031
Wausau, WI
Current
March 25, 2020 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 227501 Rib Mountain Dr, Wausau, WI 54401RIA
BD
CRD#: 37031
Wausau, WI
Past
February 14, 2018 - March 31, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAUSAU, WI
Past
February 14, 2018 - March 31, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
WAUSAU, WI
Past
January 29, 1999 - February 15, 2018
SII INVESTMENTS, INC.
RIA
CRD#: 2225
WAUSAU, WI
Past
January 11, 1999 - February 14, 2018
SII INVESTMENTS, INC.
BD
CRD#: 2225
WAUSAU, WI
Past
September 30, 1993 - January 28, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 4, 1990 - October 5, 1993
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 20, 1985 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
BD
CRD#: 7580
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2020)
IAR
Arizona(6/9/2020)
RR
California(3/25/2020)
IAR
California(3/25/2020)
RR
Georgia(3/25/2020)
IAR
Georgia(3/26/2020)
RR
Minnesota(3/25/2020)
RR
New Hampshire(6/24/2020)
RR
Wisconsin(3/25/2020)
IAR
Wisconsin(3/25/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031Wausau, WI 54401TRUST BUT VERIFY
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