Suzanne A. Lepage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Abigail Lepage, who also goes by Suzanne Abigail Lapage, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1985. Suzanne had worked at 13 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2002 - August 25, 2003
GREAT WEST PARTNERS, INC.
July 10, 2001 - August 9, 2001
AMERICAN INVESTMENT SERVICES, INC.
March 16, 1998 - January 10, 2000
GREAT WEST PARTNERS, INC.
July 29, 1997 - December 31, 1998
LONE STAR SECURITIES, INC.
August 1, 1996 - July 17, 1997
FIRST TITAN FINANCIAL CORP.
February 7, 1996 - May 7, 1996
LONE STAR SECURITIES, INC.
September 26, 1995 - October 18, 1995
ATLANTIC PACIFIC FINANCIAL, INC.
March 1, 1995 - May 4, 1995
CAMBRIDGE FINANCIAL CORPORATION
February 2, 1994 - June 7, 1994
RIDGEMONT SECURITIES, INC.
March 8, 1993 - July 28, 1993
PUBLIC FIDELITY CORPORATION
July 8, 1992 - November 6, 1992
BENCHMARK EQUITY CORPORATION
November 20, 1986 - May 14, 1992
TEXAKOMA FINANCIAL, INC.
January 7, 1986 - January 6, 1987
BIG BEAR SECURITIES INCORPORATED
July 11, 1985 - November 12, 1985
CORNWALL SECURITIES, INC.
March 15, 1985 - June 27, 1985
SIGMUNDR SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT WEST PARTNERS, INC.
CRD#: 43935 / SEC#: , 8-50495
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULF STATES ROYALTY COMPANY | OWNER | |
| SIMMONS, BRAD LEE | PRESIDENT, FINANCIAL OPERATIONS OFFICER | 3129381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
