Brian E. Kelca

SECURE WEALTH

Hermosa Beach, CA

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CRD#: 1348914

Professional summary

Brian Eugene Kelca is a registered financial advisor currently at SECURE WEALTH, INC. located in Hermosa Beach, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Brian has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: SELF EMPLOYED | EMPLOYER: SELF EMPLOYED START DATE: 04/01/1986 | DUTIES: TRAIL INCOME FROM HEALTH INSURANCE SALES PREVIOUS TO EMPLOYMENT WITH PACIFIC LIFE. | HRS/MO: 5 HOURS PER MONTH | INVESTMENT RELATED: NO | PUBLIC: NO WEB PRESENCE: NO | NAME:SELF; ADDRESS:SANTA ROSA, CA; POSITION:LANDLORD; START:07/01/2016; DUTIES:MANAGE RENTAL PROPERTY; HOURS PER MONTH:LESS THAN 5; NON INVESTMENT-RELATED; NONE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Eugene Kelca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2025 - Present

SECURE WEALTH, INC.

RIA

CRD#: 290572

Hermosa Beach, CA

Past

August 14, 2012 - December 12, 2017

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

LOS ANGELS, CA

Past

August 22, 2011 - March 22, 2012

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

June 23, 2010 - August 24, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

REDONDO BEACH, CA

Past

February 29, 2000 - March 26, 2009

INTERLINK SECURITIES CORP.

CRD#: 30505

NEWPORT BEACH, CA

Past

December 22, 1998 - March 1, 2000

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

November 23, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

November 23, 1993 - January 4, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 15, 1993 - November 27, 1993

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

July 3, 1991 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

April 4, 1985 - December 31, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 4, 1985 - May 8, 1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE WEALTH, INC.

SECURE WEALTH PLANNING GROUP | SECURE WEALTH, INC.

CRD#: 290572 / SEC#: 801-134047

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

California

Registered Investment Advisory firm - (9/14/2025 Terminated)

Florida

Registered Investment Advisory firm - (10/31/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/6/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/19/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SECURE WEALTH, INC.

SECURE WEALTH PLANNING GROUP | SECURE WEALTH, INC.

CRD#: 290572 / SEC#: 801-134047

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

California

Registered Investment Advisory firm - (9/14/2025 Terminated)

Florida

Registered Investment Advisory firm - (10/31/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

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Contact information

Main Address

7280 W. Palmetto Park Road Suite 201n, Boca Raton, FL 33433

Mailing Address

Phone number

(561) 340-2667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 113,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian E. Kelca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Eugene Kelca's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SELECT DISTRIBUTORS, LLC

THE O.N. EQUITY SALES COMPANY

ALLSTATE FINANCIAL SERVICES, LLC

INTERLINK SECURITIES CORP.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

SECURE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/20/2000

SIE

Date: 12/12/2017

Series 7

Date: 5/27/1997

Series 22

Date: 8/6/1985

Series 6

Date: 4/3/1985

Series 26

Date: 4/19/1999

Current Firm

SECURE WEALTH, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE WEALTH, INC.

TRUST BUT VERIFY

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