Arthur M. Defilippo

REVERE SECURITIES LLC

BOSTON, MA 02109

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CRD#: 1348804

Professional summary

Arthur Michael Defilippo is a registered financial professional currently at REVERE SECURITIES LLC located in Boston, Massachusetts.

Arthur is registered as a RR (Registered Representative) and started their career in finance in 1985. Arthur has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD

Click below to view Arthur Michael Defilippo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2010 - Present

REVERE SECURITIES LLC

Office #1: 160 State Street 7th Floor, Boston, MA 02109

CRD#: 14178

BOSTON, MA

Past

October 17, 2005 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

BOSTON, MA

Past

January 6, 2003 - October 21, 2005

COBURN & MEREDITH, INC.

CRD#: 164

SIMSBURY, CT

Past

May 9, 2002 - January 28, 2003

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

April 8, 2002 - May 8, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

June 11, 1998 - April 22, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 6, 1991 - June 12, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 21, 1989 - November 27, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 11, 1988 - August 7, 1989

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 20, 1985 - February 20, 1988

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/9/2010)

Colorado
(1/10/2018)

Connecticut
(7/27/2010)

Delaware
(8/3/2010)

District of Columbia
(7/8/2010)

Florida
(7/27/2010)

Georgia
(5/13/2013)

Illinois
(7/8/2010)

Iowa
(9/6/2023)

Maine
(7/26/2010)

Maryland
(7/8/2010)

Massachusetts
(7/13/2010)

Michigan
(7/8/2010)

Minnesota
(7/10/2014)

Missouri
(8/2/2010)

Nevada
(1/19/2021)

New Hampshire
(3/13/2014)

New Jersey
(7/21/2010)

New York
(7/8/2010)

North Carolina
(9/9/2022)

Ohio
(7/8/2010)

Pennsylvania
(7/8/2010)

Rhode Island
(7/8/2010)

South Carolina
(7/30/2010)

Vermont
(5/14/2013)

Wisconsin
(1/5/2011)

Exams

State Security Law Exam

Series 63

Date: 4/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/7/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/27/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

REVERE SECURITIES LLC

CRD#: 14178 / SEC#: , 8-30511

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Mailing Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Phone number

(212) 688-2350

Established

Delaware since 12/31/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
REVERE INVESTMENT HOLDINGS LLC	SHAREHOLDER
BODKIN, GREGORY PATRICK	CHIEF COMPLIANCE OFFICER	3008389
FULLMAN, SCOTT HOWARD	PRESIDENT / CHIEF OPERATIONS OFFICER	1516584
GUO, DAJIANG	CHIEF EXECUTIVE OFFICER	4450124
MORENO, WILLIAM FRANCIS	EXECUTIVE CHAIRMAN	2801621
ZULUAGA, OSEAS	CFO / FINOP	4186791

Disclosures

Regulatory Event	14
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arthur M. Defilippo

Professional summary

Question & Answer

Aliases

Other business activities

CRS (Client Relationship Summary) - BD

Click below to view Arthur Michael Defilippo's CRS (Customer Relationship Summary).

Certified licenses

Experience

JESUP & LAMONT SECURITIES CORP

COBURN & MEREDITH, INC.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

LEGG MASON WOOD WALKER, INCORPORATED

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

GRUNTAL & CO., L.L.C.

L. F. ROTHSCHILD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/1985

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/7/1989

Series 7

Date: 3/16/1985

Series 24

Date: 4/27/2009

FINRA

Current Firm

REVERE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REVERE SECURITIES LLC

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