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Robert Elwood Fleck

WORLD CAPITAL ADVISORS

CRD# 1348735·41 years experience

Professional Summary

Robert Elwood Fleck is a registered financial advisor currently at WORLD CAPITAL ADVISORS, LLC. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

WORLD CAPITAL ADVISORS, LLC·CRD# 135941

RIA

May 25, 2007 - Present

WORLD CAPITAL BROKERAGE, INC.·CRD# 37

BD

Glen Allen, VA

May 3, 2007 - November 23, 2011

1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082

RIA

State College, PA

September 19, 1991 - May 2, 2007

1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082

BD

State College, PA

September 25, 1985 - May 2, 2007

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Current Firm

WC

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL ADVISORS, LLC

CRD#: 135941 / SEC#: 801-79761

RIA

Registered Investment Advisory firm - SEC (6/5/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (12/31/2014 Terminated)

Virginia

Registered Investment Advisory firm - Virginia (12/31/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1636 Logan Street, Denver, CO 80203

Phone Number

(804) 267-7418

# of Employees

1

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WCA BROCHURE- 2026 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

65

AUM (Assets Under Management)

$71,986,050

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFESTYLE FINANCIAL ADVISORS (INVESTMENT RELATED); 409 S PUGH ST, STATE COLLEGE, PA 16801; INVESTMENT SERVICES - FINANCIAL PLANNING, WEALTH MANAGEMENT, HIGH NET WORTH CLIENTS, ESTATE PLANNING, OWNER AND PRESIDENT, START 12/2006. THIS IS HIS OWN BUSINESS THAT DOES THE ABOVE SERVICES. FLECK ENTERPRISES, LP; 409 S PUGH STREET, STATE COLLEGE, PA 16801; FAMILY REAL ESTATE INVESTMENT COMPANY; OWNER; START 11/1998. FLECK ENTERPRISES OF VIRGINIA, LLC; 5219 HICKORY PARK DRIVE, SUITE B, GLEN ALLEN, VA 23059; FAMILY REAL ESTATE INVESTMENT COMPANY; OWNER; START 08/2008. WORLD CAPITAL ADVISORS NOTES OFFERING 2007, LLC; INVESTMENT-RELATED; DEBT OFFERING; SERVES AS MANAGING MEMBER; START 10/2009. PROGRESSIVE DEVELOPMENT ASSOCIATES, LLC AND WINE MOUNTAIN, LLC: MR. FLECK SERVES AS CORPORATE SECRETARY OF THESE TWO CORPORATIONS. HIS RESPONSIBILITIES IN THIS POSITION ARE NOT COMPENSATED. MR. FLECK DOES RECEIVE COMPENSATION FROM THESE TWO ENTITIES FOR FINANCIAL PLANNING SERVICES UNDER HIS FINANCIAL PLANNING AGREEMENT WITH THEM. HE DEVOTES APPROXIMATELY 5 HOURS/MONTH TO BUSINESS RELATED TO BEING CORPORATE SECRETARY. AMERICAN GROWTH FUND: STARTED DECEMBER 6, 2010. MEMBER, INVESTMENT COMMITTEE. MR. FLECK PARTICIPATES IN THE INVESTMENT COMMITTEE FOR THE MUTUAL FUND. HE RECEIVES NO COMPENSATION FOR THIS POSITION. HE WILL DEDICATE APPROXIMATELY 5-10 HOURS PER MONTH TO THIS POSITION. INVESTMENT RESEARCH CORPORATION, LLC: ON FEBRUARY 16, 2011, MR. FLECK BECAME AN EMPLOYEE OF INVESTMENT RESEARCH CORPORATION, LLC. THIS IS AN INVESTMENT-RELATED ACTIVITY; MR. FLECK IS EMPLOYED BY INVESTMENT RESEARCH, AN RIA, FOR THE PURPOSE OF ASSISTING WITH PORTFOLIO MANAGEMENT OF THE AMERICAN GROWTH FUND AS A MEMBER OF THE INVESTMENT COMMITTEE. HE WILL DEVOTE 5-10 HOURS EACH WEEK TO THIS BUSINESS. PDA OF VIRGINIA, LLC: ON AUGUST 30, 2011 FLECK ENTERPRISES OF VIRGINIA, LLC AND MR. FLECK DIRECTLY BECAME PARTIAL MEMBERS OF PDA OF VIRGINIA, LLC. THE PURPOSE OF THIS ENTITY IS REAL ESTATE AND OTHER PROJECT INVESTMENTS. MR. FLECK WILL DEVOTE 10-20 HOURS PER MONTH TO THIS ENDEAVOR.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WC

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL ADVISORS, LLC

CRD#: 135941 / SEC#: 801-79761

RIA

Registered Investment Advisory firm - SEC (6/5/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (12/31/2014 Terminated)

Virginia

Registered Investment Advisory firm - Virginia (12/31/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Pennsylvania
(2/13/2008)

IAR

Virginia
(5/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1985About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Elwood Fleck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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