Jerome I. Dickerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Irving Dickerson, who also goes by . ., Jerome I Dickerson, Jerry I Dickerson, Jerry Dickerson, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1985. Jerome had worked at 8 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2017 - June 3, 2021
ALLSTATE FINANCIAL SERVICES, LLC
February 21, 2013 - December 31, 2015
NATIONWIDE SECURITIES, LLC
January 30, 2008 - September 19, 2012
ALLSTATE FINANCIAL SERVICES, LLC
January 5, 2004 - December 20, 2007
SECURITY CHURCH FINANCE, INC.
June 18, 2001 - December 31, 2003
GREAT NATION INVESTMENT CORPORATION
February 23, 1994 - June 15, 2001
COMMONWEALTH CHURCH FINANCE, INC.
June 26, 1989 - December 3, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 26, 1989 - December 3, 1993
SIGNATOR INVESTORS, INC.
March 14, 1985 - May 15, 1989
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/22/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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