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Hunter Scott Luke

CRD# 1348707·Registered 1985 - 2024
Previously Registered: Being a previously registered professional could mean that Hunter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hunter Scott Luke was a registered financial advisor. Hunter was a previously registered financial professional and started their career in finance 1985 - 2024. Hunter had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

TRUST ADVISORY GROUP LTDPast·CRD# 106926
RIA
Duxbury, MA
February 2, 2016 - November 18, 2024
AGES FINANCIAL SERVICES, LTD.Past·CRD# 15427
BD
Duxbury, MA
January 5, 2016 - September 24, 2024
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
RIA
Wellesley, MA
September 29, 2000 - December 31, 2015
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
BD
Wellesley, MA
March 29, 1989 - December 31, 2015
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
BD
March 7, 1989 - March 29, 1989
GROVE POINT INVESTMENTS, LLCPast·CRD# 1763
BD
Rockville, MD
January 30, 1989 - March 11, 1989
KEOGLER, MORGAN & COMPANY, INC.Past·CRD# 16546
BD
Atlanta, GA
May 14, 1987 - November 5, 1988
WS GRIFFITH SECURITIES, INC.Past·CRD# 10410
BD
May 23, 1985 - May 27, 1987

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Current Firm

TA
TRUST ADVISORY GROUP LTD

ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES

CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - SEC (7/25/1994 Approved)

Contact Information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Phone Number

(800) 292-2411

# of Employees

22

SEC notice filing (34 States and Territories)

Registered to provide investment advisory services in 34 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAG ADV2A 032526 (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

792

AUM (Assets Under Management)

$313,523,737

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, as an agent; conducted from branch location - investment related. 2. I am the Managing Member and an investor in the HSL Ventures, LLC created for the purpose of investing in a convertible note from privately help company, Mozido/Invesco LLC, a business engaged in mobile financial services with two other sibling members; David C Luke and Lauren L McCaskey. 3. Owner of Duxbury Shade Company, a custom Blind, Shade, Shutter and Awning retail business specializing in automation and smart home technology located at 453 Washington St, Ste 1 Duxbury, MA 02332. Hunter assists with sales, consultations, management and installations. 40 hours per month; 40 during securities related trading hours. This is not investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD

ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES

CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - SEC (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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