Mona Lynn Houseworth
Professional Summary
Mona Lynn Houseworth, who also goes by Mona Lynn Bedsaul, Mona Lynn Sontag, Mona Lynn Stonag, Mona Lynn Tangen, Mona Tangen, was a registered financial advisor. Mona was a previously registered financial professional and started their career in finance 1985 - 1993. Mona had worked at 3 firms and has passed the Series 63, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mona Lynn Bedsaul, Mona Lynn Sontag, Mona Lynn Stonag, Mona Lynn Tangen, Mona Tangen
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BROKERS FIRST FINANCIAL CORP. | WELLINGTON FIRST SECURITIES, INC. | TREMAN FIRST SECURITIES, INC. | MACARTHUR STRATEGIES, INC.
Contact Information
Established
Nevada since 08/04/1990Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICHOLSON, PAUL NICHOLAS | CHIEF COMPLIANCE OFFICER | — |
| NICHOLSON, PAUL NICHOLAS | PRESIDENT | — |
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 1985About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jul 1985About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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