James E. Kelley
Professional summary
James Earl Kelley JR, CFP®, who also goes by James E. Kelley Jr., James Earl Kelley, Jim Kelley, is a registered financial advisor currently at CAPITAL PLANNING, LLC located in Palm Coast, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Earl Kelley JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2014 - Present
CAPITAL PLANNING, LLC
Office #2: 10900 Ne 4th Street Suite 2300, Bellevue, WA 98004May 5, 1997 - July 31, 2009
CETERA WEALTH SERVICES, LLC
October 16, 1992 - January 27, 2014
CAPITAL PLANNING CORP
December 9, 1986 - July 31, 2009
CETERA WEALTH SERVICES, LLC
April 1, 1985 - January 7, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CAPITAL PLANNING, LLC
CRD#: 169470 / SEC#: 801-79115
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2021)
(1/22/2014)
(1/22/2014)
Exams
Current Firm
CAPITAL PLANNING, LLC
CRD#: 169470 / SEC#: 801-79115
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,434 |
| AUM (Assets Under Management) | $ 676,865,708 |
Red Flags
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