JP
Jill K. Penman
WELLTH ADVISORY SERVICES
Northville, MI 48168
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CRD#: 1348261
JP
Professional summary
Jill Kay Penman, who also goes by Jill Kay Rowe, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Northville, Michigan.
Jill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jill has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jill Kay Rowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)10/2015 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners - 100% - INVESTMENT RELATED - SHOREWOOD, IL 60404 2)04/2019 - Business Entity For Tax/Investment Purposes Only - SRP HOLDINGS GROUP, LLC - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 3)10/2015 - DBA for LPL Business (entity for LPL business) - SRP - 100% - INVESTMENT RELATED - SHOREWOOD, IL 60404. 4) 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Client Relationship Manager/Consultant - Start Date: 10/2015 - 45 Hours Per Month/45 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 45 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. TERMED 6/2024 5) 4/15/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR. TERMED 6/2024 6) 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. TERMED 6/2024
CRS (Client Relationship Summary) - RIA
Click below to view Jill Kay Penman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 18600 Northville Road Suite 275, Northville, MI 48168RIA
CRD#: 330537
Northville, MI
Past
April 1, 2019 - July 10, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Indianapolis, IN
Past
April 1, 2019 - January 12, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
INDIANAPOLIS, IN
Past
April 22, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Indianapolis, IN
Past
October 15, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Indianapolis, IN
Past
October 15, 2015 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Indianapolis, IN
Past
February 20, 2006 - April 24, 2015
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
INDIANAPOLIS, IN
Past
December 12, 2005 - April 24, 2015
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
INDIANAPOLIS, IN
Past
May 13, 2005 - November 30, 2005
CAPITAL WEALTH ADVISORS, INC.
BD
CRD#: 108688
INDIANAPOLIS, IN
Past
December 8, 2000 - March 22, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(6/28/2024)
IAR
Kentucky(6/28/2024)
IAR
Ohio(6/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Northville, MI 48168TRUST BUT VERIFY
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