JK
John M. Keeley
VIRTUE CAPITAL MANAGEMENT
ROANOKE, VA
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CRD#: 1348234
JK
Professional summary
John Michael Keeley is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Roanoke, Virginia.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) KEELEY FINANCIAL�, Title: OWNER, Description: LIFE, DISABILITY, ANNUITY, AND LONG TERM CARE INSURANCE SALES, Start Date: 01-01-2014, Address: 3104 WEST RIDGE RD SW, ROANOKE, VA 24014�, Investment-related? NO, Hours per month: 160, During trading hours: 160 (2) ROANOKE COSMOPOLITAN CLUB�, Title: TREASURER�, Description: TREASURER, WITH SIGNING AUTHORIZATION FOR TWO CHECKING ACCOUNTS. ONE FOR THE ROANOKE COSMOPOLITAN CLUB FOUNDATION WHICH HOLDS AND DISTRIBUTES MONEY RAISED IN RELATION TO THE CLUB'S ANNUAL FUNDRAISER AND COSMOPOLITAN TRACK AND FIELD MEET. ANOTHER FOR COLLECTING CLUB MEMBERSHIP DUES AND PAYING CLUB EXPENSES, Start Date: 11-14-2019, Address: 3104 WEST RIDGE RD SW ROANOKE, VA 24014�, Investment-related? NO, Hours per month: 2, During trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Keeley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2020 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
ROANOKE, VA
Past
November 20, 2014 - August 27, 2020
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Roanoke, VA
Past
January 25, 2011 - January 6, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
FINCASTLE, VA
Past
January 1, 2011 - January 6, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
FINCASTLE, VA
Past
May 18, 2000 - December 10, 2009
OSAIC FS, INC.
RIA
CRD#: 3870
ROANOKE, VA
Past
October 6, 1998 - December 10, 2009
OSAIC FS, INC.
BD
CRD#: 3870
ROANOKE, VA
Past
February 22, 1996 - September 18, 1998
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
January 29, 1992 - February 11, 1994
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
January 29, 1992 - February 11, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
September 23, 1988 - January 4, 1991
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(8/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
