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Duane Glenn Troutman

CRD# 1348058·Registered 1985 - 2017
Previously Registered: Being a previously registered professional could mean that Duane is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Duane Glenn Troutman was a registered financial advisor. Duane was a previously registered financial professional and started their career in finance 1985 - 2017. Duane had worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

CENTAURI ADVISORY GROUP, INC.Past·CRD# 158999
RIA
Zelienople, PA
July 11, 2014 - December 31, 2017
TRUSTMONT ADVISORY GROUP, INC.Past·CRD# 106015
RIA
Greensburg, PA
December 1, 2011 - July 16, 2014
TRUSTMONT FINANCIAL GROUP, INC.Past·CRD# 18312
BD
Greensburg, PA
December 1, 2011 - July 16, 2014
INVESTORS CAPITAL CORP.Past·CRD# 30613
RIA
Emlenton, PA
April 20, 2005 - November 30, 2011
INVESTORS CAPITAL CORP.Past·CRD# 30613
BD
Lynnfield, MA
August 10, 2001 - November 30, 2011
EMPIRE FINANCIAL GROUP, INC.Past·CRD# 28759
BD
Longwood, FL
July 20, 2001 - October 2, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.Past·CRD# 38988
BD
Atlanta, GA
May 8, 1997 - July 20, 2001
WORLD INVEST CORPORATIONPast·CRD# 17223
BD
Deerfield Beach, FL
November 12, 1992 - May 9, 1997
PFS INVESTMENTS INC.Past·CRD# 10111
BD
Duluth, GA
May 9, 1985 - November 6, 1992

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Current Firm

CA
CENTAURI ADVISORY GROUP, INC.

CENTAURI ADVISORY GROUP, INC.

CRD#: 158999
Ohio
Registered Investment Advisory firm - Ohio (1/20/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/3/2012 Approved)
Texas
Registered Investment Advisory firm - Texas (11/26/2012 Approved)

Contact Information

Main Address

310 South Main St., Zelienople, PA 16063

Phone Number

(724) 716-1234

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

566

AUM (Assets Under Management)

$75,700,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1985About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 1988About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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