SH
Steven M. Hagofsky
TRUSTMONT ADVISORY GROUP
KITTANNING, PA 16201
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CRD#: 1348049
SH
Professional summary
Steven Michael Hagofsky is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Kittanning, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Kittaning, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA STEVEN M. HAGOFSKY FINANCIAL SERVICES, 252 SOUTH JEFFERSON ST, KITTANING, PA 16201. ENGAGE IN THE SALE OF ACCIDENT & HEALTH, DISABILITY, LIFE INSURANCE AND FIXED ANNUITIES. ALSO LONG TERM CARE. NON-INVESTMENT RELATED. APPROX 15% OF MY TIME. NOTARY REPUBLIC. OWNER OF HAGOFSKY FARMS, 483 ARDALE ROAD, KITTANNING, PA. 16201. SWEET CORN PRODUCTION . TIME DEVOTED TO BUSINESS IS NOT DURING SECURITIES TRADING HOURS. DL RESOURCES INC., PO BOX 39, LUDLOW, PA 16333, NATURAL GAS LEASE, LANDOWNER. RED STONE RENEWABLES, LLC., 8000 WARREN PKWY. BLDG 3, STE 300, FRISCO, TX. DATE OF INCEPTION-10/28/2021- SOLAR ENERGY LEASE, LAND OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Hagofsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2008 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 252 South Jefferson Street, Kittanning, PA 16201RIA
CRD#: 106015
KITTANNING, PA
Current
July 16, 2007 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 252 South Jefferson St, Kittaning, PA 16201BD
CRD#: 18312
Kittaning, PA
Past
June 2, 2006 - July 13, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
KITTANNING, PA
Past
December 20, 2005 - July 13, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
KITTANNING, PA
Past
August 6, 1998 - December 19, 2005
ALLEGHENY INVESTMENTS, LTD.
BD
CRD#: 7597
KITTANNING, PA
Past
November 9, 1994 - August 19, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
November 16, 1993 - November 9, 1994
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
March 20, 1985 - November 18, 1993
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/10/2019)
RR
Delaware(7/16/2007)
RR
Florida(11/2/2021)
RR
Missouri(1/13/2014)
RR
Montana(6/11/2019)
RR
Ohio(1/2/2009)
RR
Pennsylvania(7/16/2007)
IAR
Pennsylvania(1/7/2008)
RR
South Carolina(2/23/2023)
RR
Virginia(3/18/2008)
RR
Washington(2/26/2018)
RR
West Virginia(9/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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Company Information
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015Kittanning, PA 16201TRUST BUT VERIFY
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Contact information
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