Pamela K. Dunnuck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Kay Dunnuck, who also goes by Pamela Kay Osborn, Pamela Kay Roudebush Ms, Pamela Kay Roudebush, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1986. Pamela had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2023 - June 1, 2023
ALTO SECURITIES, LLC
August 31, 2018 - February 16, 2022
FIRST PALLADIUM, LLC
January 2, 2013 - August 30, 2018
MERCAP SECURITIES, LLC
May 21, 2009 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
October 25, 2005 - May 21, 2009
ASH SECURITIES WHOLESALING, INC.
November 18, 2004 - October 10, 2005
NRP FINANCIAL, INC.
July 1, 2004 - October 10, 2005
NRP FINANCIAL, INC.
March 22, 2004 - June 28, 2004
OSAIC FA, INC.
March 22, 2004 - June 28, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 22, 2004 - June 28, 2004
OSAIC FA, INC.
June 24, 2002 - December 19, 2003
OSAIC FA, INC.
November 26, 1991 - December 19, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 26, 1991 - December 19, 2003
OSAIC FA, INC.
May 14, 1988 - November 13, 1991
LEHMAN BROTHERS INC.
October 24, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALTO SECURITIES, LLC
CRD#: 318536 / SEC#: , 8-70863
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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