John T. Scully
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Terence Scully, who also goes by J T Scully, John Scully, Jt Scully, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1985. John had worked at 14 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 62, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - February 14, 2013
JANUS HENDERSON INVESTORS
January 3, 2011 - July 3, 2012
FORESIDE FUND SERVICES, LLC
April 15, 2009 - March 17, 2010
WELLS FARGO CLEARING SERVICES, LLC
February 19, 2009 - March 17, 2010
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2007 - October 13, 2008
CONVERGENT WEALTH ADVISORS, LLC
May 2, 2007 - October 13, 2008
CITY NATIONAL SECURITIES, INC.
February 15, 2002 - May 2, 2007
LYDIAN WEALTH MANAGEMENT COMPANY, LLC
December 5, 2001 - June 16, 2006
FORTIGENT SECURITIES COMPANY, LLC.
December 7, 2000 - April 6, 2001
SANFORD C. BERNSTEIN & CO., LLC
July 8, 1999 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
May 2, 1997 - February 1, 1999
UBS FINANCIAL SERVICES INC.
October 28, 1993 - April 2, 1997
UBS ASSET MANAGEMENT (US) INC.
January 5, 1993 - August 10, 1993
SPECTRUM CAPITAL GROUP
March 23, 1988 - October 26, 1993
CAREY FINANCIAL, LLC
April 2, 1985 - February 2, 1987
CON AM SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/14/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
JANUS HENDERSON INVESTORS
CRD#: 107300 / SEC#: 801-47202
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
