William T. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William T Gray, who also goes by Bill Gray, William Trennouth Gray, William Gray, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 10 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2022 - February 28, 2024
FBL MARKETING SERVICES, LLC
May 7, 2019 - January 14, 2021
FBL MARKETING SERVICES, LLC
December 9, 2016 - April 22, 2019
FBL MARKETING SERVICES, LLC
February 16, 2016 - September 14, 2016
PRINCIPAL SECURITIES, INC.
June 18, 2015 - October 19, 2015
PRINCIPAL SECURITIES, INC.
November 15, 2011 - January 7, 2015
PRINCIPAL SECURITIES, INC.
November 23, 2010 - December 16, 2010
ALLSTATE FINANCIAL SERVICES, LLC
September 15, 2010 - October 4, 2010
SAYBRUS EQUITY SERVICES, LLC
February 4, 2009 - September 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
April 3, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
October 4, 2006 - April 5, 2007
AMERICAN GENERAL EQUITY SERVICES CORPORATION
October 31, 2003 - September 8, 2005
PRINCIPAL SECURITIES, INC.
June 15, 2000 - October 16, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 15, 1995 - May 2, 2000
NYLIFE DISTRIBUTORS LLC
September 23, 1993 - May 25, 1995
NYLIFE SECURITIES LLC
March 21, 1985 - February 22, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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