How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

q4G0EfpMQq4

See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW Tomas

ADVISOR PROFILE

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: STATEGIC PLANNING GROUP | POSITION HELD: MANAGING PARTNER | ADDRESS: 13777 BALLANTYNE CORP PL STE 225, CHARLOTTE, NC 28277| START DATE: 05/29/2018| NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE OF LIFE, HEALTH/DI, ANNUITY FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) ADJUNCT TEACHING | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER - | ADDRESS: 304 WILLIAM FALLS DR. CANTON, GA 30114 | START DATE: 6/2/2012 | NATURE OF ACTIVITY: PROFESSOR | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: DELIVERING PREPARED COURSES TO STUDENTS IN AREAS RELATED TO MY DOCTORATE ON AN ADJUNCT BASIS FOR VARIOUS UNIVERSITIES. LIMITATIONS - CANNOT SOLICTE BUSINESS IN YOUR CLASSES. 3) PARKS FAMILY FOUNDATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TRUSTEE | ADDRESS: 304 WILLIAM FALLS DR. CANTON, GA 30114 | START DATE: 7/24/2011 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ADD INPUT AND SIGN CHECKS AS REQUESTED LIMITATIONS - YOU MUST ADVISE HTK IF YOU OPEN AN ADVISORY ACCOUNT OR BROKERAGE ACCOUNT. 4) ATLANTA YOUTH RUGBY BOARD TREASURER | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER | ADDRESS: 1531 N MORNINGSIDE DR NE ATLANTA, GA 30306 | START DATE: 12/1/2021 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: POSITION OF TREASURER ON THE BOARD. THERE IS A SEPARATE CONTROLLER WHO HANDLES ALL FINANCIAL MATTERS. : MY POSITION DOES NOT HANDLE DAY TO DAY TREASURER DUTIES. 5) HOSTING INSURANCE RELATED EVENTS | INVESTMENT RELATED: NO | DBA NAME: SPG LIGHTHOUSE LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 230 WATERFORD FALLS DR CANTON, GA 30114 | START DATE: 8/9/2022 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INFORMATIONAL MEETINGS: ORGANIZING INFORMATIONAL SEMINARS PERIODICALLY FOR FINANCIAL PROFESSIONALS 6)LIFE INSURANCE SETTLEMENTS: POSITION: Agent NATURE: LIFE INSURANCE SETTLEMENTS LIS 12/15/2022 INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 41 START DATE: 12/15/2022 ADDRESS: 13777 BALLANTYNE CORP PL STE 225, CHARLOTTE, NC 28277, United States DESCRIPTION: DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE OF LIFE, HEALTH/DI, ANNUITY FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. LIFE INSURANCE SETTLEMENTS (LIS) EFFECTIVE 12/15/2022. 7)INSURANCE BROKERAGE | POSITION: Team Member NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 03/01/2023 |ADDRESS: 14785 Seminole Trail, Seminole FL 33776, United States | DESCRIPTION: Insurance sales & service for multiple carriers, including Penn Mutual Life Insurance Company (including Life, Disability, LTC, Health).

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

GET PROTECTED WITH ADVISORCHECK

At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
vFjUHaDh2_g

FEEDBACK

Feedback Policy

Tomas Harry Parks

Experience: 39 years / 7 firms

© 2024 AdvisorCheck an AIMR Analytics company.  All Rights Reserved