Donald W. Michlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Wayne Michlin, who also goes by Donald Wayne Michelin, Don Michlin, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 9 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2006 - November 6, 2008
TERRANOVA CAPITAL EQUITIES, INC
March 8, 2005 - August 11, 2005
DAWSON JAMES SECURITIES, INC.
January 21, 1997 - October 9, 1997
PRIME CHARTER LTD.
February 13, 1996 - December 19, 1996
THE AGEAN GROUP, INC
October 10, 1994 - February 8, 1996
JWGENESIS SECURITIES, INC.
January 12, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
May 30, 1991 - December 23, 1993
JOSEPHTHAL & CO., INC.
May 3, 1990 - June 12, 1991
SECURITIES AMERICA, INC.
December 23, 1985 - May 30, 1990
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/9/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
