Allan C. Nichols

CLIFFORD CAPITAL PARTNERS

Alpine, UT 84004

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CRD#: 1347706

Professional summary

Allan Cannon Nichols is a registered financial advisor currently at CLIFFORD CAPITAL PARTNERS, LLC located in Alpine, Utah.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Allan has worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Nichols has owned Nichols Properties since 2011, which owns one rental property located in Salt Lake City, Utah. He spends approximately 6 hours per month on the business, most of which occur outside of business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Cannon Nichols's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2021 - Present

CLIFFORD CAPITAL PARTNERS, LLC

Office #1: 363 S. Main Street Suite #101, Alpine, UT 84004

RIA

CRD#: 153956

Alpine, UT

Past

January 5, 1987 - June 19, 1992

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

March 20, 1985 - November 12, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIFFORD CAPITAL PARTNERS, LLC

CRD#: 153956 / SEC#: 801-78911

RIA

Registered Investment Advisory firm - (1/17/2014 Approved)

Illinois

Registered Investment Advisory firm - (1/17/2014 Terminated)

Oregon

Registered Investment Advisory firm - (1/31/2014 Terminated)

Texas

Registered Investment Advisory firm - (1/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/12/1991

Registered Options Principal Examination

Current Firm

CLIFFORD CAPITAL PARTNERS, LLC

CRD#: 153956 / SEC#: 801-78911

RIA

Registered Investment Advisory firm - (1/17/2014 Approved)

Illinois

Registered Investment Advisory firm - (1/17/2014 Terminated)

Oregon

Registered Investment Advisory firm - (1/31/2014 Terminated)

Texas

Registered Investment Advisory firm - (1/28/2014 Terminated)

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Contact information

Main Address

363 S. Main Street Suite #101, Alpine, UT 84004

Mailing Address

Phone number

(385) 387-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLIFFORD CAPITAL PARTNERS ADV 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 496,594,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allan C. Nichols

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Cannon Nichols's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CLIFFORD CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/1985

Series 7

Date: 12/19/1987

Series 6

Date: 3/19/1985

Series 4

Date: 11/12/1991

Current Firm

CLIFFORD CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLIFFORD CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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