William P. Ryder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Paul Ryder was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - July 31, 2015
BRASIL PLURAL SECURITIES LLC
January 3, 2011 - September 15, 2011
KNIGHT CAPITAL AMERICAS, L.P.
September 7, 2007 - January 3, 2011
KNIGHT CAPITAL MARKETS LLC
February 27, 2007 - May 25, 2007
ROCKWELL GLOBAL CAPITAL LLC
September 11, 1997 - February 21, 2006
HUDSON SECURITIES,INC.
December 11, 1996 - August 29, 1997
THE THERMOPYLAE GROUP, INC.
June 14, 1995 - December 10, 1996
FIRST METROPOLITAN SECURITIES, INC.
July 28, 1994 - May 17, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 10, 1992 - February 16, 1994
FIRST INSTITUTIONAL SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
BRASIL PLURAL SECURITIES LLC
CRD#: 159384 / SEC#: , 8-68982
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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