Lawrence R. Roberson
Professional summary
Lawrence Randolph Roberson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Lawrence had worked at 9 firms, which includes WEALTH MANAGEMENT GROUP INC., CAPITAL CITY SECURITIES LLC, SIGMA FINANCIAL CORPORATION, QUESTAR CAPITAL CORPORATION, CONCOURSE FINANCIAL GROUP SECURITIES INC., MARINER FINANCIAL SERVICES INC., MUTUAL SERVICE CORPORATION, LPL FINANCIAL LLC, INTEGRATED RESOURCES EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2010 - December 31, 2016
WEALTH MANAGEMENT GROUP, INC.
January 6, 2009 - January 4, 2016
CAPITAL CITY SECURITIES, LLC
January 2, 2004 - January 2, 2009
SIGMA FINANCIAL CORPORATION
November 14, 2000 - December 31, 2003
QUESTAR CAPITAL CORPORATION
August 23, 1997 - November 10, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 11, 1989 - August 25, 1997
MARINER FINANCIAL SERVICES, INC.
March 5, 1986 - December 31, 1988
MUTUAL SERVICE CORPORATION
September 10, 1985 - March 14, 1986
LPL FINANCIAL LLC
June 19, 1985 - July 26, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WEALTH MANAGEMENT GROUP, INC.
CRD#: 124527 / SEC#:
Contact information
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