R A. Cioffari

KEY GROUP MANAGEMENT

Fountain Hills, AZ 85268

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CRD#: 1347157

Professional summary

R Anthony Cioffari, who also goes by R A Cioffari, Ralph A Cioffari, Tony Cioffari, R Anthony Cioffari, is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Fountain Hills, Arizona and CETERA WEALTH SERVICES, LLC located in Ramsey, New Jersey.

R is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. R has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R A Cioffari | Ralph A Cioffari | Tony Cioffari | R Anthony Cioffari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey, NJ; Financial Services; Investment Adviser Representative; Start Date 01/2009; 160 hours per month; Advice and manage client cash and retirement, bond, and common stock portfolios.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R Anthony Cioffari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2016 - Present

KEY GROUP MANAGEMENT, INC.

Office #1: 17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

RIA

CRD#: 146054

Fountain Hills, AZ

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 70 Hilltop Road, Suite 2450, Ramsey, NJ 07446

CRD#: 13572

Ramsey, NJ

Past

August 5, 2022 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Ramsey, NJ

Past

March 10, 2017 - August 9, 2022

OSAIC WEALTH, INC.

CRD#: 23131

RAMSEY, NJ

Past

August 17, 2016 - March 13, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

RAMSEY, NJ

Past

January 15, 2009 - April 1, 2013

KEY GROUP MANAGEMENT, INC.

RIA

CRD#: 146054

RAMSEY, NJ

Past

January 9, 2009 - March 13, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

RAMSEY, NJ

Past

March 8, 2005 - December 18, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

RAMSEY, NJ

Past

March 1, 2005 - January 29, 2009

OSAIC WEALTH, INC.

CRD#: 23131

RAMSEY, NJ

Past

February 14, 2002 - March 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

November 21, 2000 - March 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 31, 1992 - November 22, 2000

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

April 16, 1990 - February 27, 1991

R.H.DAMON & CO., INC.

CRD#: 23091

Past

December 2, 1988 - July 10, 1989

WILLIAM ALLEN & COMPANY INCORPORATED

CRD#: 21896

Past

March 24, 1988 - November 22, 1988

NUTLEY SECURITIES, INC.

CRD#: 20048

Past

January 20, 1986 - May 20, 1987

STEINBERG & LYMAN

CRD#: 15704

Past

April 23, 1985 - February 12, 1986

BROADCHILD SECURITIES CORP.

CRD#: 7702

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(8/30/2016)

New Jersey
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/10/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

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Contact information

Main Address

17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

Mailing Address

Phone number

(480) 477-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 235,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

R A. Cioffari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R Anthony Cioffari's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC WEALTH, INC.

NATIONAL PLANNING CORPORATION

KEY GROUP MANAGEMENT, INC.

NATIONAL PLANNING CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

GKN SECURITIES CORP.

R.H.DAMON & CO., INC.

WILLIAM ALLEN & COMPANY INCORPORATED

NUTLEY SECURITIES, INC.

STEINBERG & LYMAN

BROADCHILD SECURITIES CORP.

Primary Firm SEC Registration

KEY GROUP MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2016

Series 63

Date: 7/9/1986

SIE

Date: 10/1/2018

Series 31

Date: 1/10/2003

Series 7

Date: 4/20/1985

FINRA

Current Firm

KEY GROUP MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY GROUP MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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