Jonathan A. Barwick
Professional summary
Jonathan Andrew Barwick, who also goes by Jon A Barwick, Jonathan A Barwick, is a registered financial advisor currently at BARWICK & PARTNERS, INC. located in Clyde Hill, Washington.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Jonathan has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 2, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Andrew Barwick's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2015 - Present
BARWICK & PARTNERS, INC.
September 3, 2002 - September 30, 2015
KMS FINANCIAL SERVICES, INC.
September 3, 2002 - September 30, 2015
KMS FINANCIAL SERVICES, INC.
May 29, 2001 - September 30, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 5, 1999 - September 30, 2002
OSAIC FA, INC.
June 1, 1998 - September 30, 2002
OSAIC FA, INC.
May 1, 1985 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
BARWICK & PARTNERS, INC.
CRD#: 174336 / SEC#: 801-100460
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/26/2018)
(10/14/2015)
Exams
Series 2
Date: 3/25/1996
Non-Member General Securities ExaminationCurrent Firm
BARWICK & PARTNERS, INC.
CRD#: 174336 / SEC#: 801-100460
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 2,584,884,934 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/15/2025 | ||
| 08/19/2024 | ||
| 01/12/2024 | ||
| 06/15/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
