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JM

John Martin Mayeron

CRD# 1347107·Registered 1985 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Martin Mayeron, who also goes by John Martin Mayerson, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1985 - 2020. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Martin Mayerson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

INVICTA CAPITAL LLC·CRD# 288101
BD
Oakmont, PA
August 22, 2018 - January 18, 2020
NEXPOINT SECURITIES, INC.·CRD# 165013
BD
Dallas, TX
June 8, 2016 - October 11, 2016
NEXBANK SECURITIES INC·CRD# 133267
BD
Dallas, TX
September 17, 2015 - June 8, 2016
DBSI SECURITIES CORPORATION·CRD# 11687
BD
Meridian, ID
August 30, 1991 - December 19, 2008
KAVANAUGH SECURITIES, INC.·CRD# 10606
BD
Dallas, TX
July 10, 1989 - August 7, 1990
TLP SECURITIES, INC.·CRD# 10554
BD
December 11, 1985 - October 28, 1986

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Current Firm

IC
INVICTA CAPITAL LLC

INVICTA CAPITAL LLC

CRD#: 288101 / SEC#: 8-69923
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Phone Number

(412) 349-8684

Established

Pennsylvania since 07/14/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (37 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVICTA FINANCIAL GROUPMEMBER—
GIAMBRI, PHILIP MAYNARDSHAREHOLDER1182516
LEWIS, DEBORAH REBECCASHAREHOLDER1982851
TEAL, GREGORY SCOTTSHAREHOLDER4768591
PEARSON, KRISTIN MARIECHIEF COMPLIANCE OFFICER4522677
TOTH, AIMEE ANNECHIEF EXECUTIVE OFFICER5079628

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2015About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 1989About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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