Gerard L. Cerullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Louis Cerullo, who also goes by Gerard Louise Cerullo, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1993. Gerard had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2002 - May 9, 2005
JOSEPH STEVENS & CO., INC.
January 18, 2002 - September 16, 2002
J.P. TURNER & COMPANY, L.L.C.
January 16, 2001 - January 18, 2002
PRIME CAPITAL SERVICES, INC.
November 30, 1998 - January 25, 2001
LCP CAPITAL CORP.
May 19, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
January 16, 1998 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
June 30, 1997 - January 15, 1998
PARAGON CAPITAL MARKETS, INC.
January 29, 1996 - July 1, 1997
ARGENT SECURITIES, INC.
April 25, 1995 - September 19, 1996
LCP CAPITAL CORP.
November 1, 1994 - May 25, 1995
M.S. FARRELL & COMPANY, INC.
February 16, 1994 - November 30, 1994
RUSSO SECURITIES INC.
May 10, 1993 - February 14, 1994
LCP CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STEVENS & CO., INC.
CRD#: 35459 / SEC#: , 8-46901
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
