Robert L. Bush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lynd Bush JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 3, Series 5 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1993 - October 19, 1993
PACIFIC CORTEZ SECURITIES INCORPORATED
September 8, 1992 - June 16, 1993
FRANKLIN-LORD, INC.
June 27, 1987 - August 25, 1987
RODMAN & RENSHAW INC.
December 22, 1986 - May 27, 1987
MESIROW INVESTMENT SERVICES, INC.
June 24, 1986 - January 7, 1987
MESIROW FINANCIAL, INC.
April 1, 1985 - July 1, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 8/5/1986
Interest Rate Options ExaminationCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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