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Robert Lynd Bush Jr

CRD# 1346679·Registered 1985 - 1993
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lynd Bush JR was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 1993. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 3, Series 5 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
August 24, 1993 - October 19, 1993
FRANKLIN-LORD, INC.·CRD# 6756
BD
September 8, 1992 - June 16, 1993
RODMAN & RENSHAW INC.·CRD# 724
BD
June 27, 1987 - August 25, 1987
MESIROW INVESTMENT SERVICES, INC.·CRD# 15113
BD
December 22, 1986 - May 27, 1987
MESIROW FINANCIAL, INC.·CRD# 2764
BD
June 24, 1986 - January 7, 1987
MORGAN STANLEY DW INC.·CRD# 7556
BD
April 1, 1985 - July 1, 1986

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Current Firm

PC
PACIFIC CORTEZ SECURITIES INCORPORATED

LA JOLLA CAPITAL CORPORATION | PACIFIC CORTEZ SECURITIES INCORPORATED | LA JOLLA CAPITAL CORPORATION AND LA JOLLA CAPITAL FINANCIAL CORP

CRD#: 24341 / SEC#: 8-38514
BD
Cancelled by SEC on 07/12/2004

Contact Information

Established

Nevada since 12/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1986About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Aug 1986

Series 53 — Municipal Securities Principal Examination

Passed Nov 1992About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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RB
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