Steven C. Mula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Charles Mula was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2005. Steven had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2021 - June 11, 2026
J.J. BURNS & COMPANY
May 9, 2012 - March 19, 2013
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
October 3, 2007 - December 4, 2008
BLACKROCK INVESTMENTS, LLC
October 26, 2005 - September 24, 2007
GE INVESTMENT DISTRIBUTORS, INC
March 21, 2005 - June 9, 2005
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
J.J. BURNS & COMPANY
CRD#: 140452 / SEC#: 801-66736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.J. BURNS & COMPANY
CRD#: 140452 / SEC#: 801-66736
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,064 |
| AUM (Assets Under Management) | $ 1,069,875,158 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
