Steven C. Mula

J.J. BURNS & COMPANY

Melville, NY 11747

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CRD#: 1346625

Professional summary

Steven Charles Mula is a registered financial advisor currently at J.J. BURNS & COMPANY located in Melville, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steven has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles Mula's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2021 - Present

J.J. BURNS & COMPANY

Office #1: 225 Broadhollow Road Suite 410, Melville, NY 11747

RIA

CRD#: 140452

Melville, NY

Past

May 9, 2012 - March 19, 2013

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 127381

FLEMINGTON, NJ

Past

October 3, 2007 - December 4, 2008

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

October 26, 2005 - September 24, 2007

GE INVESTMENT DISTRIBUTORS, INC

CRD#: 32087

STAMFORD, CT

Past

March 21, 2005 - June 9, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.J. BURNS & COMPANY

J.J. BURNS & COMPANY | JAMES J. BURNS & COMPANY, LLC

CRD#: 140452 / SEC#: 801-66736

RIA

Registered Investment Advisory firm - (5/15/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/2005

General Securities Representative Examination

Current Firm

J.J. BURNS & COMPANY

J.J. BURNS & COMPANY | JAMES J. BURNS & COMPANY, LLC

CRD#: 140452 / SEC#: 801-66736

RIA

Registered Investment Advisory firm - (5/15/2006 Approved)

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Contact information

Main Address

225 Broadhollow Road Suite 410, Melville, NY 11747

Mailing Address

Phone number

(631) 390-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.J. BURNS & COMPANY AMENDED FORM ADV, PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,064
AUM (Assets Under Management)	$ 1,069,875,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven C. Mula

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles Mula's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.J. BURNS & COMPANY

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

BLACKROCK INVESTMENTS, LLC

GE INVESTMENT DISTRIBUTORS, INC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

J.J. BURNS & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 11/27/2006

Series 7

Date: 3/17/2005

Current Firm

J.J. BURNS & COMPANY

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.J. BURNS & COMPANY

TRUST BUT VERIFY

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