JH
Jeffrey W. Helms
GENEOS WEALTH MANAGEMENT
St. Augustine, FL 32084
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CRD#: 1346620
JH
Professional summary
Jeffrey Wright Helms, CFA is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in St. Augustine, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA:OWNER OF FIRST COAST WEALTH ADVISORS BUSINESS LOCATED AT BRANCH LOCATION. 2) INSURANCE BROKER FOR CAPITAS FINANCIAL LLC. 3) ARBITRATION PANELIST FOR FINRA AND NYSE. 4) BOARD MEMBER FOR ST AUGUSTINE GENERAL EMPLOYEES PENSION FUND. 5) INDENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 6) OWNER-FCFA LLC. 7) INDUSTRY EXPERT WITNESS. 8) HEFFERNAN INSURANCE BROKERS-EMPLOYEE.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Wright Helms's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Wright Helms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 29, 2004 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 400 N Ponce De Leon Blvd, St. Augustine, FL 32084RIA
BD
CRD#: 120894
St. Augustine, FL
Current
March 11, 2004 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 400 N Ponce De Leon Blvd, St. Augustine, FL 32084RIA
BD
CRD#: 120894
St. Augustine, FL
Past
January 23, 2003 - July 17, 2003
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
January 23, 2003 - July 17, 2003
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
October 4, 2000 - June 4, 2001
GOLDMAN SACHS CUSTODY SOLUTIONS
BD
CRD#: 48015
MCLEAN, VA
Past
January 21, 1986 - October 20, 2000
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
March 14, 1985 - August 6, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/10/2019)
RR
Colorado(6/6/2012)
RR
Connecticut(8/19/2019)
RR
Florida(3/11/2004)
IAR
Florida(3/29/2004)
RR
Georgia(1/3/2007)
RR
Indiana(11/28/2011)
RR
Maryland(2/28/2005)
RR
Massachusetts(9/24/2015)
RR
Michigan(8/26/2025)
RR
Missouri(10/25/2021)
RR
New York(1/7/2011)
RR
North Carolina(1/3/2012)
RR
Pennsylvania(3/11/2011)
RR
South Carolina(8/31/2009)
RR
Tennessee(9/24/2018)
RR
Texas(1/3/2012)
IAR
Texas(8/8/2013)
RR
Virginia(5/24/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894St. Augustine, FL 32084TRUST BUT VERIFY
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