Jonathan C. Snead

EDGEMONT ADVISORS

DALLAS, TX

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CRD#: 1346575

Professional summary

Jonathan Castles Snead is a registered financial advisor currently at EDGEMONT ADVISORS, LLC located in Dallas, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Jonathan has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Castles Snead's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2011 - Present

EDGEMONT ADVISORS, LLC

RIA

CRD#: 155143

DALLAS, TX

Past

August 9, 1991 - December 17, 1992

MILKIE/FERGUSON INVESTMENTS, INC.

CRD#: 17606

Past

March 20, 1985 - September 2, 1986

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

Past

March 20, 1985 - September 9, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Current Firm

EDGEMONT ADVISORS, LLC

CRD#: 155143 / SEC#:

Texas

Registered Investment Advisory firm - (7/1/2011 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(214) 707-4233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Jonathan C. Snead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Castles Snead's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGEMONT ADVISORS, LLC

MILKIE/FERGUSON INVESTMENTS, INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2009

Series 63

Date: 11/6/1991

Series 7

Date: 3/16/1985

Current Firm

EDGEMONT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

EDGEMONT ADVISORS, LLC

TRUST BUT VERIFY

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