Steve Erikson
Professional summary
Steve Erikson, who also goes by Steven Engelman, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Palm Beach Gardens, Florida.
Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Steve has worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steve Erikson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2024 - Present
VALLEY WEALTH MANAGERS, INC.
July 3, 2002 - February 5, 2021
VALLEY WEALTH MANAGERS, INC.
November 2, 1988 - November 25, 1988
CADARET, GRANT & CO., INC.
March 17, 1987 - November 17, 1988
FOCUS SECURITIES, INC.
March 7, 1985 - March 24, 1987
RELIASTAR FINANCIAL MARKETING CORP.
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/15/2024)
Exams
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
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