Harris S. Nydick
CFS INVESTMENT ADVISORY SERVICES LLC | Managing Member
Totowa, NJ 07512
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CRD#: 1346496
Professional summary
Harris Scott Nydick, CFP® is a registered financial advisor currently at CFS INVESTMENT ADVISORY SERVICES LLC located in Totowa, New Jersey.
Harris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Harris has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Biography
We develop conservative wealth strategies designed to help you create and maintain the lifestyle you deserve.
Question & Answer
What are your service offerings?
Executive services/Equity comp...
Trust & estate planning
Insurance
Philanthropic services
Trading individual securities
Institutional consulting
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.
2)JEWISH COMMUNITY FOUNDATION OF METROWEST NJ, 90 RTE EAST, WHIPPANY, NJ, SINCE 9/1998 AS A BOARD MEMBER. NIR - DEVOTES 10 HR/MO - 5 HR/TRADING.
3) ADULT SCHOOL OF MONTCLAIR, 100 CHESTNUT ST., MONTCLAIR, NJ, INSTRUCTOR SINCE 03/21/11. NIR - WORKS 2 HR/YR - NONE DURING TRADING
4)FI360; NOT INVESTMENT RELATED; 10 EMERSON LANE STE 801 BRIDGEVILLE, PA 15017; INDUSTRY ORGANIZATION COMMITTEE MEMBER; COMMITTEE MEMBER; BEGAN 12/18/14; 5 HOURS/MONTH, NONE DURING TRADING HOURS; WILL BE SERVING A TWO YEAR TERM ON THE EXTERNAL REVIEW COMMITTEE FOR FI360. I WILL BE ON A 5-7 PERSON COMMITTEE WHOSE RESPONSIBILITIES ARE TO: 1. HEAR APPEALS FROM CANDIDATES OF THE AIF(R), AIFA(R) OR PPC(R) CREDENTIAL WHOSE APPLICATIONS ARE DENIED; 2. HEAR APPEALS FROM CURRENT DESIGNEES WHO MAY BE IN NONCOMPLIANCE WITH THE DESIGNATION QUALIFICATION AND CONDUCT STANDARDS; 3. REVIEW COMPLAINTS BROUGHT FORTH AGAINST CREDENTIAL HOLDERS
5)CFSIAS, LLC, 97 LACKAWANNA AVE, STE 101, TOTOWA, NJ. BEGAN 6/2005 AS MANAGING MEMBER OF OFFICE THAT CONDO THAT MY RIA AND B/D BRANCH ARE IN. DEVOTES 1 HR/WK-NONE DURING TRADING.
6)AMERICAN LIVER FOUNDATION, 39 BROADWAY, STE 2700, NEW YORK, NY. BEGAN 4/2013 AS COMMITTEE MEMBER. DEVOTES 2 HR/MO- NONE DURING TRADING. NON-PROFIT.
7) CFS Investment Advisory Services, LLC, 97 Lackawanna Avenue Suite 101, Totowa, NJ 07512. 9/6/2017. CO Author of Book/managing member. Investment related, 2/weekly, 0/trading
8) CFSIAS II, LLC, 97 LACKAWANNA AVE, STE 101, TOTOWA, NJ 07512. BEGAN 1/2020 AS MANAGING MEMBER FOR REAL ESTATE WHERE BUSINESS IS LOCATED. DEVOTES 1 HR/WK-NONE DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Harris Scott Nydick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Education
Business, Communications
1980 - 1984
Experience
Current
October 11, 2004 - Present
CFS INVESTMENT ADVISORY SERVICES LLC
Office #1: 97 Lackawanna Avenue Suite 101, Totowa, NJ 07512RIA
CRD#: 106577
Totowa, NJ
Past
February 1, 2005 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
TOTOWA, NJ
Past
August 1, 2003 - February 4, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 15, 1993 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
September 16, 1986 - August 26, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
March 19, 1985 - September 22, 1986
J. ROBBINS SECURITIES, INC.
BD
CRD#: 13084
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CFS INVESTMENT ADVISORY SERVICES LLC
CFS COMMON FINANCIAL SENSE | CFS INVESTMENT ADVISORY SERVICES LLC
CRD#: 106577 / SEC#: 801-45064
RIA
Registered Investment Advisory firm - (12/28/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/11/2004)
IAR
New York(9/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CFS INVESTMENT ADVISORY SERVICES LLC
CFS COMMON FINANCIAL SENSE | CFS INVESTMENT ADVISORY SERVICES LLC
CRD#: 106577 / SEC#: 801-45064
RIA
Registered Investment Advisory firm - (12/28/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
97 Lackawanna Avenue Suite 101, Totowa, NJ 07512
Mailing Address
Phone number
(973) 826-8800
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,383 |
| AUM (Assets Under Management) | $ 2,376,592,617 |
Red Flags
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Company Information
CFS INVESTMENT ADVISORY SERVICES LLC
Managing MemberCRD#: 106577Totowa, NJ 07512TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
