Vernon L. Albright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Lucas Albright, who also goes by Lucas Albright, was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1985. Vernon had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2018 - December 31, 2020
GREAT POINT CAPITAL LLC
August 15, 2018 - December 11, 2018
BROKERBANK SECURITIES, INC.
February 2, 2018 - March 19, 2018
MOLONEY SECURITIES ASSET MANAGEMENT LLC
January 22, 2018 - March 19, 2018
MOLONEY SECURITIES CO., INC.
July 9, 2013 - December 18, 2017
CABOT LODGE SECURITIES LLC
October 3, 2011 - December 18, 2017
CL WEALTH MANAGEMENT LLC
October 3, 2011 - July 30, 2013
ALLIED BEACON PARTNERS, INC.
July 31, 2009 - September 30, 2011
WORKMAN SECURITIES CORPORATION
July 31, 2009 - September 30, 2011
WORKMAN SECURITIES CORPORATION
September 7, 2005 - June 18, 2009
SPC
September 1, 2005 - June 18, 2009
SIGMA FINANCIAL CORPORATION
June 15, 2004 - September 7, 2005
FSC SECURITIES CORPORATION
August 29, 2001 - December 31, 2008
ALBRIGHT FINANCIAL SERVICES
August 29, 1995 - September 7, 2005
FSC SECURITIES CORPORATION
April 8, 1993 - August 23, 1995
LPL FINANCIAL LLC
March 28, 1991 - April 1, 1993
NATHAN & LEWIS SECURITIES, INC.
August 25, 1989 - April 4, 1991
FIRST UNION CAPITAL MARKETS CORP.
January 18, 1988 - September 11, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 18, 1985 - January 1, 1988
BUTCHER & SINGER INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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