Charles E. Conatser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Conatser was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1985. Charles had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2003 - June 29, 2004
QA3 FINANCIAL LLC
July 21, 2003 - September 9, 2004
ESTATE CONSERVATION STRATEGIES
November 18, 2002 - June 29, 2004
QA3 FINANCIAL CORP.
December 16, 1998 - October 29, 2002
LEGACY FINANCIAL SERVICES, INC.
June 13, 1996 - October 6, 1998
SUNAMERICA SECURITIES, INC.
November 21, 1991 - June 13, 1996
AVANTAX INVESTMENT SERVICES, INC.
April 23, 1987 - November 19, 1991
CAPROCK SECURITIES, INC.
September 13, 1985 - May 8, 1987
WALNUT STREET SECURITIES, INC.
July 24, 1985 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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