Gregory D. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Darnell Evans, who also goes by Gregory D Evans, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1985. Gregory had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1998 - February 1, 1999
FULCRUM FINANCIAL ADVISORS, INC.
November 18, 1996 - October 5, 1998
FIRST MONTAUK SECURITIES CORP.
March 13, 1996 - November 18, 1996
MARION BASS SECURITIES CORPORATION
July 28, 1995 - March 14, 1996
SECURITIES AMERICA, INC.
June 23, 1995 - August 1, 1995
THE ADVISORS GROUP, INC.
February 16, 1993 - June 5, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 5, 1990 - February 23, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 1990 - November 7, 1990
PLANNED MANAGEMENT COMPANY
October 28, 1988 - March 31, 1990
PLANNED MANAGEMENT COMPANY
June 17, 1986 - August 8, 1988
MORGAN STANLEY DW INC.
October 22, 1985 - July 28, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FULCRUM FINANCIAL ADVISORS, INC.
CRD#: 44972 / SEC#: , 8-50939
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE NEW ENGLAND HOLDINGS, INC. ("MNEH") | PARENT OF FULCRUM FINANCIAL ADVISORS, INC. | |
| DIGGINS, MARY M | VICE PRESIDENT AND GENERAL COUNSEL | 3223059 |
| FARIA, THOM ARTHUR | DIRECTOR | 2474025 |
| GOGGIN, ANNE MARIE | DIRECTOR | 2415916 |
| MCCONNELL, THOMAS WARREN | PRESIDENT AND CHAIRMAN OF THE BOARD | 325857 |
| PERUZZI, JOHN LAWRENCE | CHIEF FINANCIAL OFFICER; VICE PRESIDENT AND TREASURER | 2997289 |
| TOLAND, MICHAEL EDWARD | CHIEF COMPLIANCE OFFICER | 1396672 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
