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Martha Rose Cousino

CRD# 1345999·Registered 1990 - 1999
Barred: Martha Rose Cousino was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Martha Rose Cousino, who also goes by Martha R Nickerson, Martha Rose Nickerson, was a registered financial advisor. Martha was a previously registered financial professional and started their career in finance 1990 - 1999. Martha had worked at 5 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Martha R Nickerson, Martha Rose Nickerson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
August 5, 1998 - April 27, 1999
CONSECO FINANCIAL SERVICES, INC.·CRD# 629
BD
Carmel, IN
April 9, 1998 - August 5, 1998
AFSG SECURITIES CORPORATION·CRD# 18374
BD
Cedar Rapids, IA
August 30, 1996 - January 24, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 16, 1992 - June 1, 1995
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
March 9, 1990 - June 22, 1992

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Current Firm

CS
CONSECO SECURITIES, INC.

CONSECO FINANCIAL SERVICES, INC. | MDS SECURITIES, A DIVISION OF CONSECO SECURITIES, INC. | MDS SECURITIES INCORPORATED | CONSECO SECURITIES, INC.

CRD#: 29367 / SEC#: 8-44287
BD
Terminated by SEC on 09/29/2002

Contact Information

Established

Delaware since 06/21/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CONSECO INTERIM HOLDINGS CORPORATION (CIHC)SHAREHOLDER—
BARRA, DAVID JOSEPHSENIOR VICE PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL4399587
CULLEMFIORE, MARGARET ANNVICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & ASSISTANT SECRETARY/CHIEF COMPLIANCE OFFICER703791

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1990About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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