GM
George A. Mccall
INVESTMENT ADVISORY GROUP LLC
SARASOTA, FL 34236
Some features on this profile are disabled
CRD#: 1345796
GM
Professional summary
George Arthur Mccall, CFP® is a registered financial advisor currently at INVESTMENT ADVISORY GROUP LLC located in Sarasota, Florida and CETERA ADVISORS LLC located in Sarasota, Florida.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. George has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.GEORGE A MCCALL INVESTMENT ADVISORY GROUP LLC, START 1998, 51 MILL ST., BLDG. D, STE. 101 HANOVER, MA 02339, REGISTERED INVESTMENT ADVISOR, SECURITIES BUSINESS AND FIXED INSURANCE 2.CHURCH HILL NEIGHBORHOOD ASSOCIATION, START 09/01/10, NEIGHBORHOOD ASSOCIATION PRESIDENT, 1HR/WK. 3.NAME OF OTHER BUSINESS: VILLAGE AT SOUTH RIVER INVESTMENT RELATED: NO ADDRESS: 33 CENTRAL AVE HUMAROCK MA 03047 NATURE OF BUSINESS: CONDO BOARD START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: VOTE ON SHARED EXPENSES; 4. NAME OF OTHER BUSINESS: VILLAGE OF SOUTH RIVER; INVESTMENT RELATED: NO; ADDRESS: 33 CENTRAL AVE MARSHFIELD, MA 02050; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENSURE BILLS ARE PAID AND CONTRACT FOR SERVICES REQUIRED TO RUN THE CONDO ASSOCIATION; 5. NAME OF OTHER BUSINESS: GEORGE MCCALL; INVESTMENT RELATED: NO; ADDRESS: 12801 COMMERCE LAKES DR, #21, FORT MYERS, FL, 33913; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: RENTAL OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: LEASE OUT PROPERTY; 6. George McCall is dually-registered as an investment advisor representative with Investment Advisory Group, LLC ("IAG") and as a Registered Representative with Cetera Advisors, LLC ("Cetera") since 01/2013. Business is conducted from 51 Mill Street Hanover, MA, USA, 02339. Approximately 80% of Mr. Richards' time is for services as an investment advisor representative and the balance as a registered representative. IAG and Cetera are not affiliated. Please note, due to a private equity distribution, George McCall is also a minority owner/shareholder of Cetera Advisors, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view George Arthur Mccall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 16, 1998 - Present
INVESTMENT ADVISORY GROUP LLC
Office #1: 1343 Main Street Suite 705-787, Sarasota, FL 34236RIA
CRD#: 109445
SARASOTA, FL
Current
June 5, 1998 - Present
CETERA ADVISORS LLC
Office #1: 1343 Main Street Suite 705-787, Sarasota, FL 34236Office #2: 51 Mill Street Building D, Suite 101, Hanover, MA 02339BD
CRD#: 10299
Sarasota, FL
Past
July 16, 2019 - August 4, 2020
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
May 10, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
March 15, 1985 - June 26, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESTMENT ADVISORY GROUP LLC
INVESTMENT ADVISORY GROUP | MARITIME WEALTH ADVISORS, LLC | MARITIME WEALTH ADVISORS | INVESTMENT ADVISORY GROUP, LLC | INVESTMENT ADVISORY GROUP LLC
CRD#: 109445 / SEC#: 801-56937
RIA
Registered Investment Advisory firm - (12/3/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/12/2021)
RR
Colorado(4/22/2021)
RR
Florida(6/5/1998)
IAR
Florida(2/7/2022)
RR
Maine(1/2/2004)
RR
Massachusetts(6/5/1998)
IAR
Massachusetts(7/16/1998)
RR
New Hampshire(2/22/1999)
RR
New Jersey(11/14/2018)
RR
North Carolina(6/17/2020)
RR
South Carolina(11/14/2018)
RR
Virginia(3/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESTMENT ADVISORY GROUP LLC
INVESTMENT ADVISORY GROUP | MARITIME WEALTH ADVISORS, LLC | MARITIME WEALTH ADVISORS | INVESTMENT ADVISORY GROUP, LLC | INVESTMENT ADVISORY GROUP LLC
CRD#: 109445 / SEC#: 801-56937
RIA
Registered Investment Advisory firm - (12/3/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1343 Main Street Suite 705-787, Sarasota, FL 34236
Mailing Address
Phone number
(781) 826-1235
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,425 |
| AUM (Assets Under Management) | $ 994,439,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
