Brian G. Elrod
Professional summary
Brian Glenn Elrod was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Brian had worked at 6 firms, which includes RAINMAKER SECURITIES LLC, BREWER INVESTMENT ADVISORS LLC, BREWER FINANCIAL SERVICES LLC, IBS SECURITIES LLC, REFCO SECURITIES LLC, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2010 - March 11, 2010
RAINMAKER SECURITIES, LLC
September 24, 2009 - January 5, 2010
BREWER INVESTMENT ADVISORS LLC
January 29, 2008 - January 5, 2010
BREWER FINANCIAL SERVICES, LLC
March 14, 2005 - December 31, 2007
IBS SECURITIES, LLC
December 17, 2003 - January 31, 2005
REFCO SECURITIES, LLC
June 8, 1994 - May 23, 2002
PFS INVESTMENTS INC.
May 1, 1985 - May 31, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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