Diane Zizzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Zizzo, who also goes by Diane Delpizzo, Diane Felderman, Diane Martino, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1991. Diane had worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2014 - August 15, 2017
FINANCIAL WEST GROUP
October 21, 2014 - August 15, 2017
FINANCIAL WEST GROUP
May 2, 2013 - October 13, 2014
SB ADVISORY, LLC
April 16, 2013 - October 13, 2014
IFS SECURITIES
May 21, 2012 - April 17, 2013
MERRIMAC CORPORATE SECURITIES, INC.
February 28, 2012 - April 17, 2013
MERRIMAC CORPORATE SECURITIES, INC.
November 24, 2009 - July 7, 2011
NEXT FINANCIAL GROUP, INC.
November 13, 2009 - July 7, 2011
NEXT FINANCIAL GROUP, INC.
May 23, 2005 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 1991 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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