Charles P. Deeds

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CRD#: 1345727

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Paul Deeds, who also goes by Chuck Deeds, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chuck Deeds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 9, 2017 - December 31, 2018

MCALVANY WEALTH MANAGEMENT, LLC

RIA

CRD#: 146021

DURANGO, CO

Past

November 3, 2009 - December 31, 2016

DEEDS SELECT ADVISORS INC.

RIA

CRD#: 151416

LEAWOOD, KS

Past

July 27, 2009 - August 28, 2009

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

PRAIRIE VILLAGE, KS

Past

April 23, 2008 - August 28, 2009

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

PRAIRIE VILLAGE, KS

Past

April 30, 1998 - May 9, 2007

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

January 3, 1994 - April 30, 1998

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

WEST DES MOINES, IA

Past

June 25, 1990 - January 6, 1994

SAFARI INVESTMENT CLUB INC.

CRD#: 25968

LITTLETON, CO

Past

June 5, 1985 - July 9, 1990

NTB FINANCIAL CORPORATION

CRD#: 7425

HIGHLANDS RANCH, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCALVANY WEALTH MANAGEMENT, LLC

MCALVANY WEALTH MANAGEMENT, LLC | MCALVANY WEALTH MANAGEMENT, LLLP

CRD#: 146021 / SEC#: 801-71124

RIA

Registered Investment Advisory firm - (3/11/2010 Approved)

Colorado

Registered Investment Advisory firm - (3/17/2010 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/28/1990

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/1989

General Securities Principal Examination

Current Firm

MCALVANY WEALTH MANAGEMENT, LLC

MCALVANY WEALTH MANAGEMENT, LLC | MCALVANY WEALTH MANAGEMENT, LLLP

CRD#: 146021 / SEC#: 801-71124

RIA

Registered Investment Advisory firm - (3/11/2010 Approved)

Colorado

Registered Investment Advisory firm - (3/17/2010 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2010 Terminated)

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Contact information

Main Address

166 Turner Dr, Durango, CO 81301

Mailing Address

Phone number

(866) 211-8970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCALVANY WEALTH MANAGEMENT (3/28/2025)

TACTICAL NEGATIVELY CORRELATED STRATEGY (3/28/2025)

TACTICAL SHORT SELLING STRATEGY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	560
AUM (Assets Under Management)	$ 137,072,424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles P. Deeds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DEEDS SELECT ADVISORS INC.

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

WADDELL & REED

BROKER DEALER FINANCIAL SERVICES CORP.

SAFARI INVESTMENT CLUB INC.

NTB FINANCIAL CORPORATION

Primary Firm SEC Registration

MCALVANY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2009

Series 63

Date: 6/12/1985

Series 7

Date: 2/16/1985

Series 27

Date: 2/28/1990

Series 24

Date: 4/4/1989

Current Firm

MCALVANY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCALVANY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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