Charles Edward White Ii
Professional Summary
Charles Edward White II, who also goes by Chad White, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1985 - 2020. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 62, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad White
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BARRETT & COMPANY | THE FOUR SQUARE METHOD | SAVILLE, WILSON G. | BARRETT & COMPANY, INC.
Contact Information
Main Address
42 Weybosset St, Providence, RI 02903-2855Mailing Address
The Wilcox Building 42 Weybosset Street, Providence, RI 02903Phone Number
(401) 351-1000Established
Rhode Island since 01/01/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
7SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
FINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVILLE, WILSON GORDON II | PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER, & CHIEF FINANCIAL OFFICER | 1406756 |
Regulatory Assets Under Management
Total Number of Accounts
1,091AUM (Assets Under Management)
$529,683,081Disclosures
Regulatory Event
14Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BARRETT & COMPANY | THE FOUR SQUARE METHOD | SAVILLE, WILSON G. | BARRETT & COMPANY, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Oct 1988Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1985About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 1987About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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