Catherine M. Trawinski

AE WEALTH MANAGEMENT

Hilton Head, SC

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CRD#: 1345661

Professional summary

Catherine M Trawinski, who also goes by Catherine Maria Rapose, Catherine M Schneider, Catherine Maria Schneider, Catherine Maria Trawinski, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Hilton Head, South Carolina and AE FINANCIAL SERVICES, LLC located in Hilton Head , South Carolina.

Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Catherine has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Aliases

Catherine Maria Rapose | Catherine M Schneider | Catherine Maria Schneider | Catherine Maria Trawinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine M Trawinski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2026 - Present

AE WEALTH MANAGEMENT, LLC

Office #2: 104 Corporate Blvd Suite 408, West Columbia, SC 29169

RIA

CRD#: 282580

Hilton Head, SC

Current

July 10, 2026 - Present

AE FINANCIAL SERVICES, LLC

CRD#: 298608

HILTON HEAD , SC

Past

May 12, 2023 - June 26, 2026

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

West Columbia, SC

Past

May 12, 2023 - June 26, 2026

ONEAMERICA SECURITIES, INC.

CRD#: 4173

West Columbia, SC

Past

September 18, 2018 - May 17, 2021

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

ALLENTOWN, PA

Past

February 13, 2017 - May 17, 2021

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

ALLENTOWN, PA

Past

February 9, 2015 - January 19, 2016

OSAIC SERVICES, INC.

CRD#: 133763

BETHLEHEM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(7/10/2026)

South Carolina
(7/10/2026)

IAR

South Carolina
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/27/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/9/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Catherine M. Trawinski

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine M Trawinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

OSAIC SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2018

Series 63

Date: 2/27/2015

Series 7TO

Date: 8/27/2020

SIE

Date: 10/1/2018

Series 6

Date: 2/9/2015

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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